DEPARTMENT OF HOMELAND SECURITY
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for the Correction of
the Coast Guard Record of:
BCMR Docket No. 2011-209
XXXXXXXXXXXXXXXXXXXXX
XXXXXXXXXXXXXXXXXXXXX
FINAL DECISION
This proceeding was conducted according to the provisions of section 1552 of title 10 and
section 425 of title 14 of the United States Code. The Chair docketed the case on July 18, 2011,
upon receipt of the application, and subsequently prepared the final decision as required by 33
C.F.R. § 52.61(c).
appointed members who were designated to serve as the Board in this case.
This final decision, dated April 19, 2012, is approved and signed by the three duly
APPLICANT’S REQUEST AND ALLEGATIONS
The applicant asked the Board to correct his record by removing a letter dated December
16, 2001, documenting his first alcohol incident on October 31, 2001. The applicant alleged that
the alcohol incident letter was issued under “false pretenses” because it was based on erroneous
statements in a February 14, 2002 non-punitive letter of reprimand1 from the commanding
officer (CO) admonishing the applicant for acting in a “reproachable manner through [his] public
intoxication and subsequent arrest” on the night in question.. The applicant stated that he “was
never arrested or charged by the police on or in relation to any event on the night of 31 October
2001,” notwithstanding comments to the contrary in the non-punitive letter of reprimand. The
applicant also denied that he made the comment “drink to get drunk” or condoned that practice,
as indicated in the non-punitive letter.
The applicant stated that he was passed over for promotion to lieutenant commander
(LCDR) by the calendar year (CY) 2011 selection board, and until then, he was unaware that the
alcohol incident letter could adversely impact his career. He asserted that removing the alcohol
incident letter would ensure that his career is not impacted negatively by a minor error “captured
1 An administrative letter of censure or reprimand is a corrective measure used in furthering the efficiency of the
command. It is not punishment and is not included in the unit files or in any military official record. However, the
facts upon which an administrative letter is based may be the basis for adverse marking or comments in the next
fitness report of an officer. Article 8.E.4 of the Personnel Manual.
by additional documentation as mentioned in ALCGPSC 041/11.”[2] The alcohol incident letter
states the following:
Per [the Personnel Manual] your public intoxication on the night of 31 October
2001 has constituted an alcohol incident. You have been counseled on the Coast
Guard policy regarding alcohol abuse, which is contained in Chapter 20.B. of [the
Personnel Manual]. You underwent an alcohol screening . . . on 28 November
2001. That screening determined that no further intervention or treatment was
required.
You are advised that any subsequent alcohol incidents will result in your being
processed for separation from the U. S. Coast Guard under Chapter 20.A. of [the
Personnel Manual].
As mentioned by the applicant, the CO gave him a non-punitive letter of reprimand on
February 14, 2002, that reprimanded him for his conduct on the night of 31 October 2001. The
letter of reprimand stated the following:
You behaved in a reproachable manner through your public intoxication and
subsequent arrest on that night. This is unacceptable conduct for any Coast Guard
member. As a Coast Guard officer, your behavior was even more destructive as
you have set an extremely poor example for your subordinates and have
jeopardized the inherent trust befitting your rank.
I am extremely concerned about your apparent intention to “drink to get drunk”
that evening. I am also concerned that you didn’t consider the amount of alcohol
that you consumed that evening to be unusual for anyone. It is your responsibility
to always drink responsibly or not drink at all. I strongly encourage you to keep
this basic tenet in the forefront of your mind whenever you are considering the
consumption of alcohol. I also encourage you to remember that you must always
ensure that your actions set a good example for others and that your conduct is
always “becoming an officer and a gentleman.”
#
#
#
This letter is private in nature and will not be included in any official unit files or
records. It may not be quoted or appended to your fitness report. The facts upon
which it is based, however, may serve as the basis for adverse marks or comments
on your next fitness report.
2 ALCGPSC 041/11, issued on March 23, 2011, summarized the board season for FY 2011 and emphasized the
following about ensign OERs, in pertinent part: “Beginning in [promotion year] PY 2004, ensign OERS were
masked from [LCDR] and above selection boards. This policy was enacted to encourage measured risk taking and
challenging learning situations without fear of career-ending repercussions. It also allows junior officers to recover
from minor mistakes. It is worth pointing out that this policy only applies to OERs, not additional documentation
(e.g., PG7’s and memos).”
In support of his application, the applicant submitted a July 6, 2011 letter from the Police
Records Supervisor for the City of Virginia Beach which stated that there were no records that
matched the applicant’s name and social security number for that city only. The Virginia Beach
letter included the following disclaimer: “This record does not reflect any juvenile charges. This
criminal history check does not include a Nationwide or Statewide search; therefore, this record
may be incomplete. Any additional charges in Virginia Beach that are not listed were not
prosecuted, found not guilty, or dismissed.” The letter advised that for a complete criminal
history check and inquiry should be directed to the Virginia State Police and/or the FBI/Criminal
Justice Information Division.
VIEWS OF THE COAST GUARD
On October 20, 2011, the Judge Advocate General (JAG) of the Coast Guard submitted
an advisory opinion recommending that the Board deny the applicant’s request. The JAG argued
that the applicant has failed to substantiate an error or injustice regarding his properly
documented alcohol incident. The JAG quoted Article 20.A.2.d. of the Personnel Manual which
defines “alcohol incident” as "[a]ny behavior, in which alcohol is determined, by the
commanding officer, to be a significant or causative factor, that results in the member's loss of
ability to perform assigned duties, brings discredit upon the Uniformed Services, or is a violation
of the Uniform Code of Military Justice (UCMJ), Federal, State, or local laws. The member
need not be found guilty at court-martial, in a civilian court, or be awarded non-judicial
punishment for the behavior to be considered an alcohol incident." The JAG argued in light of
this provision, the applicant’s claim that the alcohol incident letter should be removed because he
was not arrested or charged by the police is without merit because according to Article 20.A.2.d.,
“the member need not be found guilty at court-martial, in a civilian court, or be awarded non-
judicial punishment for the behavior to be considered an alcohol incident." The JAG further
stated the following:
The applicant’s submission of his police records check is baseless, irrelevant and
non-dispositive in this matter. Moreover, the applicant could have had his
criminal record expunged, which would explain the lack thereof. The applicant
has failed in his burden to produce evidence which shows the [Coast Guard]
committed an error or injustice in its decision to award the applicant with an
alcohol incident and to document such in his record. The applicant’s request to
have his properly documented alcohol incident redacted should be denied.
Attached to the advisory opinion as Enclosure (1) was a memorandum from the
Commander, Coast Guard Personnel Service Center (PSC), which the JAG asked the Board to
accept as a part of the Coast Guard’s advisory opinion. PSC recommended that relief be denied
and offered the following:
[T]he applicant’s command deemed an alcohol incident had occurred that in some
way involved the applicant. This administrative remark serves as the official
documentation of the incident. Any investigation, punitive or administrative, is
considered subsequent and has no bearing on this document’s validity.
The fact that an alcohol incident had occurred that in some way had a connection
to the applicant is properly documented and contained in the applicant’s record.
Any subsequent claim made by the applicant is without merit and does not negate
this fact.
APPLICANT’S RESPONSE TO THE VIEWS OF THE COAST GUARD
On November 21, 2011, the Board received the applicant’s reply to the views of the Coast
Guard. He attached a letter from LCDR V who was an ensign at the time. LCDR V stated that
he was assigned to the same cutter as the applicant between approximately May 2001 and June
2003 and that he was with the applicant on the evening of October 31, 2001. LCDR V stated that
“[the applicant] was not arrested or charged with public intoxication that evening or at all in
connection with the events of that evening. The applicant’s reply to the views of the Coast
Guard also stated the following:
After being provided the non-punitive letter of reprimand that contained the false
accusations stating “my arrest” and “public intoxication” resulted in the alcohol
incident, I immediately notified my supervisor of the error. I was told there was
nothing I could do about the alcohol incident because it is up to the discretion of
the command and the only way to overcome the situation was to put it behind me.
As an ensign with less than six months active duty service, I followed my
supervisor’s guidance because I was not aware of any other option to correct the
injustice. In May 2003, ALCOAST 214/03[3] . . . indicated ensign OERs would
no longer be viewed at LCDR and above promotions boards beginning with
promotion year 2004. After being promoted to lieutenant in May 2005 and having
discussed this policy change with my command, I was informed this alcohol
incident would no longer impact my career and I did not pursue any corrective
action. It was not until I was passed over during the PY 11 LCDR selection board
and ALCGPSC 041/11 was released in March 2011 [that] I was made aware that
additional documentation received as an ensign was allowed to be viewed despite
the policy change in ALCOAST 214/03. This new information prompted me to
pursue corrective action by review of the Board for Correction of Military
Records.
The alcohol incident memo has continued to negatively impact [my] career and I
received a second non-selection for promotion during the PY 2012 LCDR
Selection Board. I appreciate your review of the situation and request the Board’s
approval to remove the alcohol incident memo or determine it should be masked
3 ALCOAST 214/03, issued on May 9, 2003, stated that promotion boards will no longer view any ensign
OERs at LCDR and above promotion boards beginning with promotion year 2004. The Commandant
stated that he was initiation “the policy to encourage intelligent risk taking without fear of being unduly
penalized for minor youthful mistakes and to assist ensigns in adjusting to the Coast Guard culture and
the Coast Guard officer corps. There is a significant learning curve during an officers first year and a half
of commissioned service, and minor mistakes made during this period should not adversely affect officer
late in their careers.”
at promotion boards. The alcohol incident was already captured in my ensign
OER; therefore, by redacting the associated memo the ruling would ensure the
intent of the policy change was upheld without losing the incident being captured
in my OER.
APPLICABLE LAW
Personnel Manual (COMDTINST M1000.6A)
Article 20.A.2.d. defines “alcohol incident” as "[a]ny behavior, in which alcohol is
determined, by the commanding officer, to be a significant or causative factor, that results in the
member's loss of ability to perform assigned duties, brings discredit upon the Uniformed
Services, or is a violation of the Uniform Code of Military Justice (UCMJ), Federal, State, or
local laws. The member need not be found guilty at court-martial, in a civilian court, or be
awarded non-judicial punishment for the behavior to be considered an alcohol incident." This
provision further states, "The member must actually consume alcohol for an alcohol incident to
have occurred."
Article 20.B.2.e. states that any member involved in an alcohol incident shall be screened
and the results of this alcohol screening shall be recorded and acknowledged on a page 7 entry
describing the facts of the incident or risk factors, the results of the screening, the position and
organization of the individual conducting the screening, and a statement of the treatment recom-
mended, if any.
Article 20.B.2.g. states that upon a first alcohol incident an officer shall be counseled by
letter with a copy PSC-opm and PSC-adm-3. The counseling should include advice on the Coast
Guard policy on alcohol abuse and a warning that a subsequent incident will result in their being
processed for separation.
FINDINGS AND CONCLUSIONS
The Board makes the following findings and conclusions on the basis of the applicant's
military record and submissions, the Coast Guard's submissions, and applicable law:
1.
The Board has jurisdiction concerning this matter pursuant to section 1552 of title
10 of the United States Code. The application was timely.4
2. Article 20.A.2.d. defines “alcohol incident” as "[a]ny behavior, in which alcohol is
determined, by the commanding officer, to be a significant or causative factor, that results in the
member's loss of ability to perform assigned duties, brings discredit upon the Uniformed
Services, or is a violation of the Uniform Code of Military Justice (UCMJ), Federal, State, or
4 See, Detweiler v. Pena, 38 F.3d 591, 598 (D.C. Cir. 1994) (holding that, under § 205 of the Soldiers’
and Sailors’ Civil Relief Act of 1940, the BCMR’s three-year limitations period under 10 U.S.C. §
1552(b) is tolled during a member’s active duty service).
local laws. The member need not be found guilty at court-martial, in a civilian court, or be
awarded non-judicial punishment for the behavior to be considered an alcohol incident."
3. The applicant was given an alcohol incident letter dated December 16, 2001, because
the CO determined that his public intoxication on the evening of October 31, 2001, constituted
an alcohol incident. The applicant argued that based upon the February 14, 2002 non-punitive
letter of reprimand, the CO mistakenly believed that the applicant was arrested for public
intoxication on the night in question. The applicant stated that he was “never arrested or charged
by the police on or in relation to any events on the night of October 31, 2001. The applicant
submitted a statement from the Virginia Beach Police Department that it had no record of any
arrest for the applicant. The applicant also submitted a statement from LCDR V who stated that
he was with the applicant on the evening of October 31, 2001, and that the applicant was “not
arrested or charged with public intoxication that evening or at all in connection with events of
that evening.”
4. For the reasons discussed below, the Board is not persuaded that the alcohol incident
letter is erroneous or unjust. In this regard, the Board notes that the alcohol incident letter does
not state that the applicant was arrested, as argued by the applicant, but that he was publicly
intoxicated. Nor is the Board persuaded that the alcohol incident letter is based upon the non-
punitive letter of reprimand. The alcohol incident letter was given to the applicant on December
16, 2001 approximately 2 months before he was given the non-punitive letter of reprimand on
February 14, 2002. Any argument that the CO believed that the applicant was arrested due to
public intoxication when he issued the alcohol incident letter on December 16, 2001 is
speculation, particularly since the document prepared contemporaneously with that date does not
mention an arrest.
5. Nor is the Board persuaded that the alcohol incident letter is inconsistent with LCDR
V’s statement that “[the applicant] was not arrested or charged with public intoxication that
evening or at all in connection with the events of that evening.” As stated above, the alcohol
incident letter does not state that the applicant was arrested or charged with public intoxication.
It states that he was publicly intoxicated. It is important to note that LCDR V does not deny that
the applicant was intoxicated in public. Also, LCDR V’s letter does not vouch for the applicant’s
conduct for the entire evening because he fails to state how long he was with the applicant on the
night in question. Again, the alcohol incident letter states that the applicant was intoxicated in
public not that he was arrested or arrested for such intoxication. Therefore, the applicant has not
produced sufficient evidence to prove that he was not publicly intoxicated on the evening in
question.
6. With regard to the Virginia Beach Police Department letter that they have no records
of an arrest for the applicant, the Board would note that the applicant has not established that the
cutter was in Virginia Beach, VA on the evening in question. Therefore, if the cutter was not in
Virginia Beach on October 31, 2001, there would be no record of such an arrest in that city. The
command’s address on both the letter of reprimand and the alcohol incident letter is
XXXXXXXXXXXXXX. In light of the above findings, the applicant has failed to prove that
the alcohol incident letter is erroneous.
7. With regard to allegations that the non-punitive letter inaccurately states that the
applicant was arrested and publicly intoxicated, the Board notes that there is some evidence
supporting the applicant’s contention that he was not arrested or at least he was not arrested by
the Virginia Beach police. However, because the applicant does not establish that the cutter was
in Virginia Beach, VA on the night in question and because the officer who was with the
applicant does not state that he was with the applicant the entire evening, the Board finds the
evidence insufficient to prove that the applicant was not arrested on the evening of October 31,
2001. Even if the applicant had met his burden of proof, the February 14, 2002 non-punitive
letter of reprimand is not in his record because it is a private communication from the CO to the
applicant. So, any error that may exist in the non-punitive letter did not prejudice the applicant’s
record before the selection board.
8. The applicant argued that the alcohol incident letter which he received as an ensign
should not have been seen by the LCDR selections boards. In this regard, he stated that he
believed until his first non-selection that the alcohol incident letter would be masked pursuant to
ALCOAST 214/03 issued on May 9, 2003, which that stated that ensign OERs would not be
reviewed by LCDR and above selection boards. However, the applicant points to nothing in that
ALCOAST which states that other documentation relating to the conduct of ensigns would be
masked from view by the selection board. The alcohol incident letter is not a part of any ensign
OER, but is a separate stand alone document. On March 23, 2011, PSC issued ALCGPSC
041/11, in which it summarized the PY 2011 selection board season and emphasized that the
policy of masking ensign OERs did not apply to other documents, such as page 7s and memos.
Therefore, although the applicant may have assumed that all of his ensign related documents
were to be masked before the LCDR selection board, that was not the case and was not stated as
such by the Commandant in ALCOAST 214/03. The policy is to mask ensign OERs. Therefore,
the availability of the alcohol incident letter for review by the LCDR selection boards was not an
error or injustice.
9. Military records are presumed to be correct and the applicant has not produced
sufficient evidence to overcome that presumption. Since the applicant has failed to prove an
error or injustice in his military record, no basis exists on which to consider removing his failures
of selection for promotion to LCDR.
10. Accordingly, the Board finds that the applicant has failed to prove an error or
injustice in this case, and relief should be denied.
.
[ORDER AND SIGNATURES APPEAR ON NEXT PAGE]
The application of XXXXXXXXXXXXXXXXXXXXXXXXX, for the correction of his
ORDER
Anthony C. DeFelice
Megan Gemunder
Patrick B. Kernan
military record is denied.
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